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What We Know About Life Settlement Taxes

Home » What Is a Life Settlement? » What We Know About Life Settlement Taxes
writing a check to the IRS for life settlement taxes

Do You Pay Taxes On Life Settlements?

Yes — in most cases you pay taxes on life insurance settlements. However, since 2017,  taxes on selling your life insurance policy have eased,  allowing policyholders to keep more of their settlement amount.

But the how much and what portion depends on the type of policy, your cost basis, and how the IRS categorizes the gain. Here’s the breakdown in plain English:

Premiums Paid Are Never Taxed

  • Ordinary Income Vs Capital Gains: any amount you’ve paid into your policy (your cost basis) comes back tax-free.
  • Cash Surrender Value = Ordinary Income: if the life settlement payout includes an amount up to your policy’s cash surrender value, the IRS considers that portion ordinary income.
  • Above Cash Surrender Value = Capital Gains: Any amount above the cash surrender value is taxed as capital gains.

 

The Tax Cuts and Jobs Act (TCJA) Simplified the Rules

Before 2017, tax law treated policyholders unfairly — often excluding part of the premiums from cost basis, which inflated taxable income. The Tax Cuts and Jobs Act of 2017 changed that. Now, policyholders can include all premiums paid as part of their cost basis, lowering taxable income in most cases.

Example:

  • Premiums paid: $100,000
  • Cash surrender value: $80,000
  • Settlement offer: $150,000

 

Tax treatment:

  • $100,000 returned tax-free (basis).
  • $80,000 – $100,000 = no ordinary income.
  • $150,000 – $100,000 = $50,000 capital gains.

 

So in this scenario, the seller would likely owe tax on $50,000 of capital gains.

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Viatical Settlement Taxes

A Policyholder’s Guide To Viatical Settlements Understanding how taxes apply to a viatical settlement is...

Viatical Settlements Are Usually Not taxed If You qualify

If the policyholder is terminally or chronically ill and the transaction qualifies as a viatical settlement, proceeds may be exempt from federal taxes. To qualify, the settlement must be completed through a licensed viatical settlement provider.

Special Considerations and Exceptions

Medicaid Planning

Life settlement proceeds can affect eligibility for Medicaid. Because they are counted as income or assets, a settlement may disqualify someone from benefits unless carefully structured with professional guidance.

Policy Loans and Cash Value

If your policy has an outstanding loan, the settlement may first be applied toward repayment. This can reduce net proceeds and affect taxable gain calculations.

IRS Reporting

Life settlement providers typically issue a Form 1099-B to the policyholder, showing gross proceeds. It’s then up to the policyholder and their tax advisor to report the correct breakdown between basis, ordinary income, and capital gains.

Life Settlement Taxes by State

While federal tax law applies across the country, states may have their own rules and rates. Here are some highlights that matter most in 2025.

New York

New York recognizes viatical settlements as tax-free when the insured is terminally ill. For standard life settlements, proceeds are treated as income under New York State tax law and taxed at the state’s progressive rates. Policyholders should expect to pay both federal and state taxes unless the settlement qualifies as viatical.

California

California conforms to federal rules for determining taxable amounts but applies its own state income tax rates, which range as high as 13.3%. For higher-value settlements, the state-level impact can be significant. Policyholders often work with tax advisors to plan carefully and avoid surprises at filing time.

Texas

Texas does not levy a state income tax. That means policyholders only pay federal taxes on life settlement proceeds. This creates a more favorable after-tax outcome for residents compared to states with higher tax rates.

Florida

Florida, like Texas, has no state income tax. For retirees considering life settlements, this can be a deciding factor in keeping more of their proceeds. Federal tax rules still apply, but the absence of state-level taxation is a clear advantage.

Illinois

Illinois taxes life settlement proceeds at a flat state income tax rate of 4.95%. Combined with federal obligations, this can modestly reduce the net payout for policyholders.

Pennsylvania

Pennsylvania does not tax retirement income such as pensions and Social Security, but it does treat life settlement proceeds as taxable income. Seniors here should factor in both state and federal implications when weighing a settlement offer.

Ohio

Ohio conforms to federal rules for determining taxable amounts and applies its own state tax rates ranging up to about 3.99%. Policyholders with large settlements may feel a noticeable difference compared to states with no income tax.

Washington

Washington has no state income tax, but residents should be aware of the state’s estate tax when planning their finances. For those considering a settlement late in life, this may be relevant to estate planning alongside federal rules.

These state examples illustrate the importance of looking beyond federal law. Where you live can directly impact how much of your settlement you keep.

How to Report a Life Settlement on Your Taxes

Reporting a life settlement correctly is essential to avoid IRS scrutiny. While providers issue Form 1099-B, you’ll also need to determine the correct breakdown:

  • Subtract your premium payments (basis) from the total settlement.
  • Classify the portion up to the cash surrender value as ordinary income.
  • Classify the remainder as capital gains.
  • Work with a CPA or tax advisor to ensure accuracy.

 

Common mistakes include overstating taxable income by not including the tax-free basis or misclassifying capital gains.

Working With a Broker to Maximize After-Tax Proceeds

Taxes only apply to the proceeds you receive. That means the higher your settlement offer, the better your after-tax outcome. An independent life settlement broker introduces your policy to multiple institutional buyers, creating competition and driving up offers. Direct buyers, by contrast, represent only themselves — limiting your options and potentially reducing your net gain.

Conclusion: The New Era of Life Settlement Taxes

Before 2017, complex and unfair tax rules discouraged many seniors from selling their life insurance policies. The Tax Cuts and Jobs Act changed that, simplifying the system and allowing more people to benefit from settlements.

In 2025, life settlement taxes are clearer, more predictable, and far more favorable than they were just a decade ago. For policyholders, that means a chance to unlock hidden value while still managing tax obligations responsibly.

Every case is unique. To ensure the best possible outcome, consult with both a qualified tax professional and an independent broker who can maximize your policy’s value. Windsor Life Settlements is here to help you navigate the process and secure the strongest offers available.

Sources:

 
Windsor Life Settlements is not a tax advisor, CPA, or attorney. The information provided on this page is for general educational purposes only and should not be relied upon as tax, legal, or financial advice. Every policyholder’s situation is unique, and the tax treatment of a life settlement can vary depending on federal law, state regulations, and personal circumstances. Before making any decision about selling your life insurance policy, you should consult with a qualified tax professional or financial advisor to understand how a life settlement may impact your individual tax obligations.

Frequently Asked Questions

Are life settlements taxable as ordinary income?

Yes, the portion of the settlement up to your policy’s cash surrender value is taxed as ordinary income.

Do I owe capital gains taxes on a life settlement?

Yes, any amount you receive above the policy’s cash surrender value is taxed as capital gains.

Are viatical settlements always tax-free?

Yes, if the insured qualifies as terminally ill under IRS rules. These proceeds are treated as accelerated death benefits, not taxable income.

Do all states tax life settlement proceeds the same way?

No. States like Texas and Florida impose no state income tax, while California and New York apply higher state rates. Where you live can significantly affect your after-tax proceeds.

Will life settlement proceeds affect my Medicaid eligibility?

Yes, because proceeds are typically counted as income or assets. This can disqualify you unless the settlement is planned carefully with professional help.

What IRS forms will I receive after a settlement?

Most policyholders receive Form 1099-B, which shows gross proceeds. Depending on the situation, you may also receive Form 1099-LTC for viatical settlements.

How can I minimize taxes on a life settlement?

You cannot avoid federal rules, but you can minimize taxes by working with a broker to maximize your gross offer and with a tax advisor to ensure proper reporting and explore state-specific strategies.

Do I have to pay taxes immediately after the settlement?

No, taxes are reported on your annual return for the year in which you receive the proceeds. However, some policyholders make estimated payments to avoid underpayment penalties.

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